As new leadership in Washington reshapes the compliance landscape – exerting its influence to change the regulatory picture for advisers – the challenges for compliance officers remain formidable.
Join us in our Nation’s Capital to gain guidance on how to nimbly adjust your compliance program for this shifting regulatory arena so you can avoid embarrassing exam deficiencies and costly compliance missteps.
Register for IA Watch’s 20th annual IA compliance conference and benefit from our unique blend of Washington insiders, regulators, law firm partners, industry consultants and adroit peers so you stay on top of all the changes. You’ll gain…
Bonus: Conference attendees also will secure take-home access worksheets, templates and more tools-you-will-use to bolster your compliance efforts.
Plus, sign up for our must-attend Pre-Conference Workshop: A Road Map to Ace Your Next SEC Exam on Wednesday, March 21, 2018.