4thANNUAL
CYBERSECURITY FOR FINANCIAL SERVICES

INSIDER INSIGHT FOR COMPLIANCE AND IT PROFESSIONALS

Monday, January 23, 2017
The Harvard Club New York City

Speakers

Aaron De Angelis

Aaron De Angelis

CPA/CCO
Spring Mountain Capital

Adam Reback

Adam Reback

CCO
J. Goldman & Co

Anne Green

Anne Green

President
CooperKatz & Company

Barton Aronson

Bart Aronson

GC/CCO
New Vernon Capital

Charlotte Allen

Charlotte Allen

Supervisor
Enterprise Risk Management, Commonwealth Financial Network

Steven Weiss

Steven Weiss

General Counsel/CCO
Roosevelt Investment Group

Craig Watanabe

Craig Watanabe

Senior Compliance Consultant
Core Compliance & Legal Services

David Edwards

David Edwards

President
Heron Financial Group

Fred Shane

Fred Shane

Chief Risk Officer
Commonwealth Financial Network

Kurt Wachholz

Kurt Wachholz

CCO
Wellspring Wealth Management

Lisa Toth

Lisa Toth

U.S. Head of Risk, Compliance and Regulation
Hatstand

Michael Corcione

Michael Corcione

Managing Director
Cordium US

Norm Champ

Norm Champ

Partner
Kirkland & Ellis

Todd Cipperman

Todd Cipperman

Managing Principal
Cipperman Compliance Services

Trey Cordle

Trey Cordle, CAMS

Senior Vice President - Senior Compliance Manager
BB&T Securities

Shawn Henry

Shawn Henry

President
CrowdStrike Services and CSO

Raj Goel

Raj Goel

CTO/Co-Founder
Brainlink International, Inc./p>

Tim Villano

Tim Villano

President/CIO
Artemis Global Security