IA Watch

IA Compliance: The Full 360° View Midwest
Best Practices in an Era of Regulatory Change

INSIDER INSIGHT FOR IA COMPLIANCE PROFESSIONALS

Monday, June 25, 2018
InterContinental Chicago Magnificent Mile

The financial services’ regulatory landscape hasn’t shaken this much since Dodd-Frank.

Gain a clear understanding of what major changes coming out of Washington mean to you. Plus, capture best practices guaranteed to improve your compliance program.

Join us for IA Watch’s first Chicago regulatory compliance conference and ensure your program’s poised to meet evolving challenges. Register today and save, join us in June and go home with guidance on:

  • The latest on the SEC’s shifting exam and enforcement agenda
  • Cybersecurity solutions to effectively combat this persistent threat
  • Best practices your peers use that are sure to save you time and effort
  • How to sharpen your risk assessment to spot potential trouble
  • Steps to take to ensure you satisfy expanded Form ADV disclosures
  • And much more

Plus, take home dozens of tools-you-will-use that will energize your program – shortcuts you’ll value long after our conference ends.